Robust Adaptive Backup Control Barrier Functions

Abstract

We propose a notion of robust adaptive backup control barrier functions for nonlinear control affine systems with parametric uncertainty in both the drift dynamics and actuation matrix. Backup control barrier functions guarantee safety by predicting the system's trajectory under a pre-certified safe controller. However, these predictions rely on the model and can be inaccurate when the system contains unknown parameters. To address this issue, we estimate the unknown parameters using element-wise certified adaptive estimators that provide a parameter adaptation law and component-wise estimation error bounds. We compute the backup flow using the estimated model and tighten the safety conditions using these certified bounds. The resulting safety conditions account for the sensitivity of the predicted flow to parameter estimation errors. Moreover, to handle uncertainty in the actuation matrix, we use a duality-based reformulation that enables the use of a computationally efficient quadratic-program-based safety filter. We prove that controllers satisfying the proposed robust adaptive backup control barrier function constraints guarantee safety under parametric uncertainty and input constraints.